Artizan Governance

The GRC Navigator

Experienced professionals dedicated to your GRC success.

The GRC Navigator

Issue 21

01 June 2026

The UK spent this fortnight laying the rails for tokenised markets in public. On 18 May the FCA and the Bank of England issued a joint Call for Input setting out a shared long-term vision for tokenisation in wholesale markets, alongside Bank work toward near 24/7 settlement and PRA Dear CEO letters on the prudential treatment of tokenised assets and stablecoins. Coming weeks after the FCA finalised fund tokenisation in PS26/7, this is the regulators moving the whole market, from funds to settlement to bank capital, onto a common digital-assets roadmap, and inviting firms to help design it before the rules harden. Feedback closes on 3 July.

The GRC Navigator

Issue 20

15 May 2026

Private markets took centre stage this fortnight. On 11 May, FCA deputy chief executive Sarah Pritchard told the Investment Association’s Private Markets Summit that UK private markets now hold close to £1.2 trillion in assets, and confirmed that HM Treasury will consult later this year on reforming the rules for alternative investment fund managers, with the FCA setting out its own proposals to regulate smaller funds more lightly and larger ones more firmly. 

The GRC Navigator

Issue 19

30 April 2026

This was the fortnight the FCA tried to prove it means it when it calls itself a reform-minded regulator. On 30 April it published PS26/7, finalising guidance that lets asset managers use distributed ledger technology within existing rules and introducing an optional Direct to Fund dealing model, with chief executive Nikhil Rathi framing tokenisation, wholesale reform and a lighter Senior Managers and Certification Regime as a single push to cut friction and defend the UK’s position as a £16.5 trillion asset management hub. 

The GRC Navigator

Issue 18

02 April 2026

The FCA’s confirmation of PS26/3 – the motor finance consumer redress scheme – is the defining regulatory event of this fortnight. With £7.5 billion in estimated redress across 12.1 million agreements, it represents the largest consumer compensation programme the regulator has ever administered. 

The GRC Navigator

Issue 17

15 March 2026

The FCA has used the first fortnight of March to lay the foundations of a new supervisory communication framework. Between 4 and 12 March, the regulator published four sector-specific Regulatory Priorities reports covering consumer investments, pensions, retail banking, and mortgages, replacing the portfolio letter model that served since 2020. 

The GRC Navigator

Issue 16

15 February 2026

On 11 February 2026, the FCA published PS26/1 Regulation of Deferred Payment Credit, the final rules bringing Buy Now Pay Later into the regulatory perimeter from 15 July 2026. This is not a consumer credit story. It is a conduct regulation story that will reshape how the FCA brings entire unregulated markets into the regulatory framework. 

The GRC Navigator

Issue 15

31 January 2026

January 2026 has produced a regulatory inflection point. The PRA published the final Basel 3.1 rules on 20 January, confirming a one-year implementation delay to 1 January 2027 and setting out a fundamental recalibration of capital requirements for banks and investment firms. The new Public Offers and Admissions to Trading Regulations (POATRs) regime takes effect on 19 January, replacing the EU Prospectus Regulation and introducing a more permissive framework for public offers. 

The GRC Navigator

Issue 14

31 December 2025

Non-financial misconduct is no longer a cultural issue. It is a regulatory one. In late November and December 2025, the FCA finalised PS25/23, amending the conduct of business framework to embed non-financial misconduct (bullying, harassment, discrimination) into the fitness and propriety assessment regime. 

The GRC Navigator

Issue 13
Issue 13 | 17 November 2025
The FCA’s updates reinforce accountability for SMF holders and question the governance of credit-builder products. The Bank of England advances its stablecoin framework with proposed holding limits to protect stability. The PRA raises the leverage ratio threshold to £75 billion and continues consulting on FSCS protection. Operational resilience also progresses as cloud providers prepare for direct oversight

The GRC Navigator

Issue 12
04 November 2025
The Bank of England and HM Treasury released a digital pound update, while the FCA cut investment firm capital rules by 70% and lifted the banker bonus cap. Retail crypto ETNs are now allowed, attracting £500m+ in institutional AUM. ESG ratings will require FCA authorisation by 2028. The PRA’s new “Strong and Simple” framework for banks under £20bn in assets introduces a single 3.5% capital buffer and lighter reporting rules, as the FCA ramps up enforcement efforts.

The GRC Navigator

Issue 11

15 October 2025

The FCA launched a major redress plan covering up to 14 million motor finance agreements. The Bank of England warned of risks from inflated AI-driven valuations and geopolitical tensions. The FCA advanced its digital assets strategy, lifted the crypto ETN ban, and BlueCrest Capital settled for US$101 million. St. James’s Place also introduced a low-cost passive multi-asset range after restructuring its fees.

The GRC Navigator

Issue 10
01 October 2025
SEC Chair Paul Atkins’ radical deregulation agenda, including the elimination of quarterly reporting, signals America’s pivot to “minimum effective dose” regulation while the UK pursues a middle path with comprehensive crypto frameworks alongside reporting simplification. The UK fund management industry faces more structural pressures, with Man Group’s struggles, Petershill’s delisting, and Saba Capital’s activist assault on investment trusts collectively threatening traditional business models.

The GRC Navigator

Issue 9
15 September 2025
FCA eyes flexible contactless limits and lighter RMAR reporting, while cracking down on finfluencers. A $170m Two Sigma fraud case spotlights algo-trading risks. BoE reviews gilt repo resilience, as hedge funds expand with AI-driven launches. The moves highlight regulators’ push for smarter, outcome-based oversight. Financial crime enforcement is intensifying across social media. Meanwhile, AI and infrastructure remain central to hedge fund growth.

The GRC Navigator

Issue 8
01 September 2025
The FCA approved the London Stock Exchange’s first PISCES platform to expand private market access, streamlined operations by cutting data returns for 36,000 firms, and opened an investigation into Drax Group. The Bank of England released new research, including a solvency-liquidity integration model and studies on tariffs’ impact on exchange rates. Meanwhile, financial crime concerns persist, with nearly 5,000 fake FCA scam reports in H1 2025.

The GRC Navigator

Issue 7
15 August 2025

The FCA announced a £9–18B motor finance compensation scheme, fined Neil Woodford £46M, and the Bank of England cut rates to 4%. Private markets favor large funds, reflecting a regulatory shift toward stronger enforcement and consumer protection. These moves highlight growing scrutiny of financial misconduct and a focus on systemic market stability. Investor confidence remains cautious amid persistent economic headwinds.

The GRC Navigator

Issue 6
01 August 2025
UK regulators issued over £45M in fines, targeting H2O execs for misconduct and Barclays for weak financial crime controls. The PRA advances insurance reforms and SMCR streamlining to boost efficiency. Despite economic uncertainty, private markets stay active, with BlackRock leading major investments in logistics and data centers. Firms face growing regulatory pressure and must proactively strengthen compliance frameworks.

The GRC Navigator

Issue 5
15 July 2025
The first half of July saw major regulatory actions, including a £21 million fine against Monzo Bank and the FCA’s shift away from its ‘naming and shaming’ policy. Key updates include new mortgage lending rules, frameworks for non-financial misconduct, and rising focus on climate finance and operational resilience. Notably, London-listed firms have begun accepting Bitcoin for equity transactions.

The GRC Navigator

Issue 4
30 June 2025
The UK financial sector saw major regulatory shifts in late June, including pension reforms, insurance market updates, and the launch of the PISCES trading sandbox. A House of Lords report urged cultural change in regulators, while the Bank of England and PRA signaled key policy overhauls. Buffett’s $6B share donation added market buzz.

The GRC Navigator

Issue 3
5 June 2025
The FCA proposed new crypto rules and stablecoin sourcebooks, and plans to revise 11,000 requirements after a data review. The UK’s final Pensions Investment Review supports a £50bn move into private markets. The ECB’s rate cut deepens policy divergence, while the EU’s 17th Russia sanctions target 189 vessels.

The GRC Navigator

Issue 2
19 May 2025
The £50bn Mansion House Accord boosting UK pension fund investment in private markets. The PRA advanced resilience plans, while the DOJ set new enforcement priorities. Strong fundraising continued with major closes from Inflexion and Kayne Anderson.

The GRC Navigator

Issue 1
1 May 2025
The UK is streamlining financial rules as Chancellor Reeves and the FCA unveil simplification plans, including a draft crypto regime and changes to SDR requirements. The PRA proposed raising the FSCS limit, while private market fundraising remains strong despite economic challenges.
Subscribe to our weekly newsletter and gain a competitive edge.
Our bi-weekly newsletter provides updates on key regulatory trends and changes, enforcement actions, burning governance issues.
Scroll to Top