Services

The full governance, risk and compliance lifecycle.

One senior operator across the work that usually takes a team — from the application pack to the evidence trail your board and the regulator can both rely on.

What we do

Authorisation

First FCA authorisations, variations of permission and AR firms going direct — prepared the way the regulator reads them.

Governance frameworks

The operating model, committees, terms of reference and MI that let your board govern, not just receive papers.

Risk & controls

Proportionate risk frameworks and controls mapped to your permissions, your strategy and your actual business.

Evidenced compliance

Closing the distance from documented to evidenced, so the answer to “show me it is working” is already in the file.

Find the gaps before the FCA does

A first conversation usually starts the same way.

With the two or three things in your current framework the FCA would challenge first. No deck. No templates.