Asset & Fund Managers

From authorised to unstoppable.

The regulatory partner for your whole journey.

Pick the stage you are at. Each programme is built to land you into a control function that runs, not a report you file.

Get there

The programmes

“Building a directly authorised investment manager that is ready for investors, regulators and operational due diligence.”

“Obtain your own Part 4A permission.”

The spine, where everything renews

“I am authorised and my one compliance person is drowning.”

“My board needs real, evidenced challenge, and the FCA keeps flagging that most boards do not show it.”

Cross-cutting

“Find the gaps before the FCA does, with a tested, costed roadmap you can act on.”

“When regulatory findings have been identified, deliver a remediation programme that addresses the underlying causes and demonstrates closure.”

Not sure which moment you are in?

A first call usually starts with the two or three things in your current framework the FCA would challenge first. No deck. No templates.