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Practical regulatory learning for people who make decisions.
Interactive programmes designed for Boards, SMF holders, senior management and compliance professionals. Combining regulatory expertise with practical implementation guidance, governance frameworks, case studies and real-world application.
6 programmes
Programme 2
Coming soonCASS Essentials
Protecting client money and custody assets with confidence. An interactive learning programme explaining the FCA's Client Assets Sourcebook, governance responsibilities and operational controls required to safeguard client assets.
Programme 3
Coming soonConsumer Duty
Embedding good customer outcomes into every business decision. Consumer Duty is reshaping the way firms design products, communicate with customers and monitor outcomes.
Programme 4
Coming soonFinancial Crime
Understanding AML, sanctions, fraud prevention and financial crime governance. An end-to-end programme covering the systems and controls firms need to prevent financial crime and satisfy regulatory expectations.
Programme 5
Coming soonOperational Resilience
Building resilient financial services firms capable of responding to disruption. Modern regulators expect firms to identify their most important business services, define impact tolerances and demonstrate resilience through testing and governance.
Programme 6
Coming soonSM&CR
Accountability starts with leadership. Understand the Senior Managers & Certification Regime, individual accountability, governance expectations and the Conduct Rules that underpin the FCA's supervisory approach.