Source-of-Wealth & Enhanced Due Diligence
Enhanced due diligence on high-risk LPs is not a box-ticking annual exercise. It is the board's ability to understand the true source and flow of capital, and to refuse capital that contradicts the fund's risk appetite or regulatory obligations. This checklist tests whether the fund can demonstrate that capability at scale.
This phase tests whether the fund has the foundational systems to identify, classify, and document source-of-wealth at LP entry.
This phase tests whether the fund systematically verifies source-of-wealth claims and maintains evidence-based files.
This phase tests whether the fund has embedded source-of-wealth oversight into ongoing governance.
Book a conversation and we'll help you apply it to your firm's specific situation.